INDEPENDENT
FINANCIAL ADVISERS
A Member of DBS Financial
Management PLC which is regulated by the Personal Investment Authority
The guidance and/or
advice contained within this website is subject to the UK regulatory regime and is
therefore primarily restricted to consumers based in the UK
THE PROFESSIONAL CODE OF THE LIA
As a member of the LIA, I have a duty and a responsibility to ensure that my conduct
will not bring the association or my profession into disrepute. It is my personal
responsibility to:
- fulfil the financial planning needs of my clients to the best of my ability
- maintain my clients' confidences, whilst adhering to the letter and spirit of applicable
laws and regulations
- provide service to my clients and their beneficiaries with no undue delay
- adhere to professional standards of conduct in advising my clients for their protection
and attainment of financial security objectives
- avoid any action likely to prejudice the financial well being of my clients
- present accurately and honestly all the facts essential to my clients' decisions
- co-operate with others whose services are related to meeting the needs of my clients
- at all times conduct my business to a high professional standard
Copyright: Jeremy Foster.
Last revised: March 02, 1999.